Is Phantastes Worth Reading?

“Yet I know that good is coming to me—that good is always coming; though few have at all times the simplicity and the courage to believe it. What we call evil, is the only and best shape, which, for the person and his condition at the time, could be assumed by the best good. And so, Farewell.”

That is the end of George MacDonald’s Phantastes: A Faerie Romance.

Phantastes has a fame that far outstrips the number of people who have read it. Why? Because one cold evening at the bookstall in a railway station, C.S. Lewis picked up a copy in a “dirty jacket.” (The “dirty jacket” is a really odd detail to mention.) Lewis marks that moment as one of the biggest events of his life. As he later reminisces in Surprised By Joy, “I had not the faintest notion what I had let myself in for by buying Phantastes.” “That night my imagination was, in a certain sense, baptized; the rest of me, not unnaturally, took longer.”

With that note in his autobiography, Lewis inaugurated an eternal interest in MacDonald’s book. The book that sent the great Christian apologist on the path of conversion to Christianity! What could be more exciting than that? To those for whom Lewis is their Patron Saint, Phantastes is like a Holy Relic. But wait, there is more! In The Great Divorce, Lewis has MacDonald play the role of Beatrice, his guide to Heaven!

But, truth be told, the three pages in Surprised By Joy which describe Phantastes do not exactly make the book come alive. In describing the book, Lewis gets completely wrapped up in his mystical language of Joy. Piecing it together, it is obvious that this book is in the genre of fiction Lewis had grown to love—tales of faeries and Norse Gods and medieval legends—and that somehow this book made all that realm he loved seem more real than reality. But, Lewis never really explains the book. His description was just enough to make me think, “I should probably read Phantastes someday,” but not even remotely enough to make me want to rush out and track down a copy.

Interestingly, I do not seem to be alone in that reaction. I never saw a copy in a bookstore or ran across any mention of the book outside of discussions about Lewis. Sure enough, when Lewis would get discussed, sooner or later a mention of Phantastes would be made. But, again, I never met anyone who said that they had actually read the book, let alone that it was life changing or even recommending that I should read it.

I finally read it. Having done so, I finally understand its strange reputation.

The quick evaluation: it’s good, but not great. [Insert gasps of horror from those addicted to Lewis.]

It is really obvious why Lewis loved it, why it had such a huge impact on his life. It is a very self-conscious book, a painstakingly deliberate attempt to take the genre of the fairy story and use it to convey the essence of Christianity. It contains a nonstop series of episodes, every one of which tries to capture the inexpressible parts of the nature of God and what Christ has done. It’s not exactly a Christian allegory. It is more a mystical book which conveys the same impression as the mystical parts of Christian theology. You read it and you recognize the religious feeling.

I am well aware that the last paragraph makes zero sense to anyone who has not read MacDonald. Indeed, it probably makes less sense than Lewis’ attempt to explain the impact of the book. Phantastes seems to defy explanation, which is exactly the point of the book.

Here is another way of describing it. Take any Neil Gaiman book and make it far less concrete. There is a real world and there is this other world lingering right outside the real world; this is, by the way, a summary of every story Gaiman ever wrote. But Gaiman explains the connections between the worlds. Phantastes conveys a sense one gets when contemplating things that are there but just beyond our comprehension; the connections of the fairy world and the real world are just hovering there, incapable of being explained.

You, Dear Reader, are now exclaiming, “Enough with the mystical feelings stuff. What is the book about?”

Plot summary: Anodos, our hero, wakes up one morning in Fairy Land. He wanders around the land for many days. Then one day he wakes up back in the real world.

Ah, but what does he do in Fairy Land? Therein lies the problem with describing the book. Anodos really does simply wander around. It is just a steady stream of episodes, with no apparent forward motion. A few characters show up more than once. But, there is no quest, no grand thing that Anodos must accomplish. There are villains, but they also just wander in and out. There are also allies who join Anodos every now and then. Some inexplicable episodes are later explained when a character pops back in for a chat.

I enjoyed reading the wanderings of Anodos. But, if I had read this when I was younger, back when I was obsessed with fantasy literature but before I knew how to read well, I would not have enjoyed the book at all. As a straight fantasy story, it is a miserable failure. This is undoubtedly why the book is not nearly as popular as Lewis would have liked it to be. Nobody coming from The Lord of the Rings and picking up Phantastes looking for more of the same is going to be impressed at all.

Since the book doesn’t make it as a ripping good yarn, how does it rate as a disguised work of philosophy? Again, it is good, not great. It echoes a lot of the themes that Lewis promulgated—the influence of MacDonald on Lewis’ thinking is obvious.

Consider:

Why are all reflections lovelier than what we call the reality?—not so grand or so strong, it may be, but always lovelier? Fair as is the gliding sloop on the shining sea, the wavering, trembling, unresting sail below is fairer still. Yea, the reflecting ocean itself, reflected in the mirror, has a wondrousness about its waters that somewhat vanishes when I turn towards itself. All mirrors are magic mirrors. The commonest room is a room in a poem when I turn to the glass….In whatever way it may be accounted for, of one thing we may be sure, that this feeling is no cheat; for there is no cheating in nature and the simple unsought feelings of the soul. There must be a truth involved in it, though we may but in part lay hold of the meaning. Even the memories of past pain are beautiful; and past delights, though beheld only through clefts in the grey clouds of sorrow, are lovely as Fairy Land. But how have I wandered into the deeper fairyland of the soul, while as yet I only float towards the fairy palace of Fairy Land! The moon, which is the lovelier memory or reflex of the down-gone sun, the joyous day seen in the faint mirror of the brooding night, had rapt me away.

That is a nice description of the idea that this world is not all there is. That world of reflections is showing us a glimpse of heaven, a world more beautiful than anything contained in this world. That feeling that the reflection world is more beautiful than the real world is not a cheat; “there must be a truth involved in it, though we may but in part lay hold of the meaning.” Though now we see through a glass darkly…

Or this:

They who believe in the influences of the stars over the fates of men, are, in feeling at least, nearer the truth than they who regard the heavenly bodies as related to them merely by a common obedience to an external law. All that man sees has to do with man. Worlds cannot be without an intermundane relationship. The community of the centre of all creation suggests an interradiating connection and dependence of the parts.

Again, MacDonald draws out that sense that the physical world, the laws of nature, are only a part of the great cosmic dance in which we participate.

There are also the moral lessons:

Then first I knew the delight of being lowly; of saying to myself, “I am what I am, nothing more.”…I learned that it is better, a thousand-fold, for a proud man to fall and be humbled, than to hold up his head in his pride and fancied innocence. I learned that he that will be a hero, will barely be a man; that he that will be nothing but a doer of his work, is sure of his manhood. In nothing was my ideal lowered, or dimmed, or grown less precious; I only saw it too plainly, to set myself for a moment beside it. Indeed, my ideal soon became my life; whereas, formerly, my life had consisted in a vain attempt to behold, if not my ideal in myself, at least myself in my ideal. Now, however, I took, at first, what perhaps was a mistaken pleasure, in despising and degrading myself. Another self seemed to arise, like a white spirit from a dead man, from the dumb and trampled self of the past. Doubtless, this self must again die and be buried, and again, from its tomb, spring a winged child; but of this my history as yet bears not the record. Self will come to life even in the slaying of self; but there is ever something deeper and stronger than it, which will emerge at last from the unknown abysses of the soul: will it be as a solemn gloom, burning with eyes? or a clear morning after the rain? or a smiling child, that finds itself nowhere, and everywhere?

That passage the sort of thing that gives the sole reason for reading Phantastes. If you like the sudden appearance of moral lessons drawn from the Bible and then dropped into a tale, lessons that make you long for greater understanding, lessons that make you think you are surely missing something important, then Phantastes is a book you should read.

Just don’t mistake the book for something by Tolkien or Gaiman. Don’t expect that the lessons will be succinctly explained. Don’t expect that the allegories will be clean and obvious. If you are willing to go along for the ride with an interesting raconteur telling tales that are somehow larger than life, then you will enjoy Phantastes. And maybe, if you are a lot like Lewis, it will change your life.

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The Gravity of Love

“Once Upon a time” is how all good stories start, and The Light Princess by George MacDonald is certainly a good story.

Is it a book? I have a book, illustrated by none other than Maurice Sendak of Wild Things fame, but truth be told, the story was actually a part of a longer book, Adela Cathcart.

As the story beings, you would be excused for thinking it is a rehash of Sleeping Beauty. At long last, the King and Queen finally have a daughter and invite lots of people to a christening party, but, alas, the King forgets to invite his own sister to the party, and double alas, the King’s sister is a witch, who decides to show up uninvited to the party and curse the child. But, (plot twist!) instead of a death curse, the curse is lightness:

Light of spirit, by my charms,
Light of body, every part,
Never weary human arms—
Only crush thy parent’s heart!

Not a very nice sister. Instantly, the child becomes Light. What does it mean to become light? Therein lies the tale.

The first manifestation of lightness is exactly what you expected; the child has no weight. Propel her upward, there is no tendency to fall, so you have to get ladder to pull down the kid from hovering up at the ceiling. Set her down and a gust of wind will blow the child off into the bushes over yonder. When she gets older and wants to dive into the lake, she can’t do it because diving into a lake requires being susceptible to gravity’s pull. On the plus side, she can float all day on top of the lake, simply by lying down on the water.

Being immune to gravity would be a cute little fairy tale, but MacDonald isn’t done with lightness yet. The child also lacks gravity of demeanor. She laughs. She laughs a lot. Indeed, she only laughs. Growing up, the child never once cries, never once is angry or depressed. Instead, she is perpetually happy, and laughing. No matter what.

Macdonald has a fun time thinking about the full implications of lightness:

“Well, what’s the matter with your child? She’s neither up the chimney nor down the draw-well. Just hear her laughing.”
Yet the king could not help a sigh, which he tried to turn into a cough, saying—
“It is a good thing to be light-hearted, I am sure, whether she be ours or not.”
“It is a bad thing to be light-headed,” answered the queen, looking with prophetic soul far into the future.
“‘Tis a good thing to be light-handed,” said the king.
“‘Tis a bad thing to be light-fingered,” answered the queen.
“‘Tis a good thing to be light-footed,” said the king.
“‘Tis a bad thing—” began the queen; but the king interrupted her.
“In fact,” said he, with the tone of one who concludes an argument in which he has had only imaginary opponents, and in which, therefore, he has come off triumphant—”in fact, it is a good thing altogether to be light-bodied.”
“But it is a bad thing altogether to be light-minded,” retorted the queen, who was beginning to lose her temper.
This last answer quite discomfited his Majesty, who turned on his heel, and betook himself to his counting-house again. But he was not half-way towards it, when the voice of his queen overtook him.
“And it’s a bad thing to be light-haired,” screamed she, determined to have more last words, now that her spirit was roused.
The queen’s hair was black as night; and the king’s had been, and his daughter’s was, golden as morning. But it was not this reflection on his hair that arrested him; it was the double use of the word light. For the king hated all witticisms, and punning especially. And besides, he could not tell whether the queen meant light-haired or light-heired; for why might she not aspirate her vowels when she was exasperated herself?
He turned upon his other heel, and rejoined her. She looked angry still, because she knew that she was guilty, or, what was much the same, knew that HE thought so.
“My dear queen,” said he, “duplicity of any sort is exceedingly objectionable between married people of any rank, not to say kings and queens; and the most objectionable form duplicity can assume is that of punning.”

The Light Princess is light indeed, lacking all relationship to gravity, physical, mental, or spiritual. Had the story stopped when the child was young, we’d have an amusing little tale to tell children who could then run around pretending they had no weight, laughing all the time.

But, eventually little princesses grow up and young princes stop by to visit. At this point we realize something startling. Love is a serious thing.

Generally when we think about young love, we imagine depressed angsty teenagers discovering the joy of life and becoming free of the cares of this earth as they dwell upon the divine attributes of the beloved. When we imagine older people falling in love, we talk of how it makes them young again, light-hearted and bubbly. Twitterpated, as one wise owl described this state of being.

But, what if someone had no gravity to begin with? What if it was impossible to become more light-hearted? Can such a person fall in love? The prince falls in love with the princess, but the princess is incapable of love. Love, real love, requires gravity. You can hear this moment of realization in ever rom-com movie ever when at long last the feckless young lad and lass suddenly realize that their comedic romp is actually a quite serious affair and the background music shifts keys. George MacDonald was there first.

Since this is a fairy tale, it has to end with the prince and princess living happily ever after, so how does the change happen? The evil sister (using a serpent, of course) drains the lake in which the princess has whiled away her life, and as the lake drains, the princess begins dying. The solution hinges on a poem found in the bottom of the lake:

Death alone from death can save.
Love is death, and so is brave—
Love can fill the deepest grave.
Love loves on beneath the wave.

The Christological overtones of the first line are obvious; the young prince must voluntarily give up his life to save the princess from death. Love is indeed death, and thus love is indeed brave. (And, can we just admire the pun on grave?)

When the prince gives up his life (or, goes to his grave) for the princess, she suddenly discovers gravity of spirit. Her tears flow and with them comes the rain refilling the lake (the deepest grave of the poem), thereby baptizing the princess and the land and suddenly prince and princess are drawn back up out of the waters into life. The Princess is no longer light.

All too often, we think of love and happiness and laughter as something opposed to seriousness, nd in doing so, we miss the whole point of joy. We love not because we lack gravity; we love because we realize how important other people are. We find joy in things because we realize that those things are grounded and real.

Laughter has the same problem.  We think of laughter as something like what the Light Princess is doing before she discovers gravity.  But there is another kind of laughter, a better and richer kind of laughter. We laugh not because we do not see the importance of an object; we laugh because we actually think the thing is too important and serious not to be filled with joy about it. I was at a conference last week in which the organizer noted with pleasant surprise that the discussions during the conference were among the best he had ever heard and there was so much more laughter than he had ever heard at a conference. I have heard people say things like that many times as if a serious discussion and much laughter were somehow at odds. But, don’t they do together?

The Light Princess cannot love because she lacks an awareness of the importance of love, the importance of life and death. You can imagine the polar opposite story in which the princess cannot love because she lacks the ability to find joy in life. As MacDonald notes in the concluding paragraph, we need to find something in between:

So the prince and princess lived and were happy; and had crowns of gold, and clothes of cloth, and shoes of leather, and children of boys and girls, not one of whom was ever known, on the most critical occasion, to lose the smallest atom of his or her due proportion of gravity.

The due proportion of gravity. A perfect phrase. In our rush to see life as either comedy or tragedy, we sometimes lose sight of the due proportion of gravity. Too much or too little gravity destroy laughter and love.

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